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Antibody Status and Incidence of SARS-CoV-2 Infection in Health Care Workers. BACKGROUND: The relationship between the presence of antibodies to severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) and the risk of subsequent reinfection remains unclear. METHODS: We investigated the incidence of SARS-CoV-2 infection confirmed by polymerase chain reaction (PCR) in seropositive and seronegative health care workers attending testing of asymptomatic and symptomatic staff at Oxford University Hospitals in the United Kingdom. Baseline antibody status was determined by anti-spike (primary analysis) and anti-nucleocapsid IgG assays, and staff members were followed for up to 31 weeks. We estimated the relative incidence of PCR-positive test results and new symptomatic infection according to antibody status, adjusting for age, participant-reported gender, and changes in incidence over time. RESULTS: A total of 12,541 health care workers participated and had anti-spike IgG measured; 11,364 were followed up after negative antibody results and 1265 after positive results, including 88 in whom seroconversion occurred during follow-up. A total of 223 anti-spike-seronegative health care workers had a positive PCR test (1.09 per 10,000 days at risk), 100 during screening while they were asymptomatic and 123 while symptomatic, whereas 2 anti-spike-seropositive health care workers had a positive PCR test (0.13 per 10,000 days at risk), and both workers were asymptomatic when tested (adjusted incidence rate ratio, 0.11; 95% confidence interval, 0.03 to 0.44; P = 0.002). There were no symptomatic infections in workers with anti-spike antibodies. Rate ratios were similar when the anti-nucleocapsid IgG assay was used alone or in combination with the anti-spike IgG assay to determine baseline status. CONCLUSIONS: The presence of anti-spike or anti-nucleocapsid IgG antibodies was associated with a substantially reduced risk of SARS-CoV-2 reinfection in the ensuing 6 months. (Funded by the U.K. Government Department of Health and Social Care and others.).
Oxford University Hospitals offer SARS-CoV-2 testing to all symptomatic and asymptomatic staff working at four teaching hospitals in Oxfordshire, United Kingdom. SARS-CoV-2 PCR testing of combined nasal and oropharyngeal swab specimens for symptomatic staff (those with new persistent cough, temperature ≥37.8°C, or anosmia or ageusia) was offered beginning on March 27, 2020. Asymptomatic health care workers were invited to participate in voluntary nasal and oropharyngeal swab PCR testing every 2 weeks and serologic testing every 2 months (with some participating more frequently for related studies) beginning on April 23, 2020, as previously described.5,22 Staff were followed until November 30, 2020. Deidentified data were obtained from the Infections in Oxfordshire Research Database, which has generic research ethics committee, Health Research Authority, and Confidentiality Advisory Group approvals. Serologic investigations were performed with use of an anti-trimeric spike IgG enzyme-linked immunosorbent assay (ELISA), developed by the University of Oxford,23,24 and an anti-nucleocapsid IgG assay (Abbott). See the Supplementary Appendix, available with the full text of this article at NEJM.org, for details on the assays and PCR tests.
ons were performed with use of an anti-trimeric spike IgG enzyme-linked immunosorbent assay (ELISA), developed by the University of Oxford,23,24 and an anti-nucleocapsid IgG assay (Abbott). See the Supplementary Appendix, available with the full text of this article at NEJM.org, for details on the assays and PCR tests. We classified health care workers according to their baseline antibody status. Those with only negative antibody assays were considered to be at risk for infection from their first antibody assay until either the end of the study or their first PCR-positive test, whichever occurred earlier. Those with a positive antibody assay were considered to be at risk for infection (or reinfection) from 60 days after their first positive antibody result to either the end of the study or their next PCR-positive test, whichever occurred earlier, irrespective of subsequent seroreversion (i.e., any negative antibody assay occurring later). The 60-day window was prespecified to exclude persistence of PCR-positive RNA after the index infection that led to seroconversion, on the basis of earlier reports of RNA persistence for 6 weeks or more.22,25,26 Similarly, we considered only PCR-positive tests occurring at least 60 days after the previous PCR-positive test.
0-day window was prespecified to exclude persistence of PCR-positive RNA after the index infection that led to seroconversion, on the basis of earlier reports of RNA persistence for 6 weeks or more.22,25,26 Similarly, we considered only PCR-positive tests occurring at least 60 days after the previous PCR-positive test. We used Poisson regression to model the incidence of PCR-positive infection per at-risk day according to baseline antibody status, adjusting for incidence over time, age, and participant-reported gender. Primary analyses used anti-spike IgG assay results, which were expected before the start of the study to be more closely related to neutralizing activity and protection from infection.7,10 We also investigated anti-nucleocapsid antibody assay results and a combined model with three baseline antibody statuses (both assays negative, both positive, or only one positive). Sensitivity analyses investigated the effect of different asymptomatic testing rates according to antibody status and different follow-up windows (see the Supplementary Appendix).
Oxford University Hospitals offer SARS-CoV-2 testing to all symptomatic and asymptomatic staff working at four teaching hospitals in Oxfordshire, United Kingdom. SARS-CoV-2 PCR testing of combined nasal and oropharyngeal swab specimens for symptomatic staff (those with new persistent cough, temperature ≥37.8°C, or anosmia or ageusia) was offered beginning on March 27, 2020. Asymptomatic health care workers were invited to participate in voluntary nasal and oropharyngeal swab PCR testing every 2 weeks and serologic testing every 2 months (with some participating more frequently for related studies) beginning on April 23, 2020, as previously described.5,22 Staff were followed until November 30, 2020. Deidentified data were obtained from the Infections in Oxfordshire Research Database, which has generic research ethics committee, Health Research Authority, and Confidentiality Advisory Group approvals.
Serologic investigations were performed with use of an anti-trimeric spike IgG enzyme-linked immunosorbent assay (ELISA), developed by the University of Oxford,23,24 and an anti-nucleocapsid IgG assay (Abbott). See the Supplementary Appendix, available with the full text of this article at NEJM.org, for details on the assays and PCR tests.
We classified health care workers according to their baseline antibody status. Those with only negative antibody assays were considered to be at risk for infection from their first antibody assay until either the end of the study or their first PCR-positive test, whichever occurred earlier. Those with a positive antibody assay were considered to be at risk for infection (or reinfection) from 60 days after their first positive antibody result to either the end of the study or their next PCR-positive test, whichever occurred earlier, irrespective of subsequent seroreversion (i.e., any negative antibody assay occurring later). The 60-day window was prespecified to exclude persistence of PCR-positive RNA after the index infection that led to seroconversion, on the basis of earlier reports of RNA persistence for 6 weeks or more.22,25,26 Similarly, we considered only PCR-positive tests occurring at least 60 days after the previous PCR-positive test.
A total of 12,541 health care workers underwent measurement of baseline anti-spike antibodies; 11,364 (90.6%) were seronegative and 1177 (9.4%) seropositive at their first anti-spike IgG assay, and seroconversion occurred in 88 workers during the study (Table 1, and Fig. S1A in the Supplementary Appendix). Of 1265 seropositive health care workers, 864 (68%) recalled having had symptoms consistent with those of coronavirus disease 2019 (Covid-19), including symptoms that preceded the widespread availability of PCR testing for SARS-CoV-2; 466 (37%) had had a previous PCR-confirmed SARS-CoV-2 infection, of which 262 were symptomatic. Fewer seronegative health care workers (2860 [25% of the 11,364 who were seronegative]) reported prebaseline symptoms, and 24 (all symptomatic, 0.2%) were previously PCR-positive. The median age of seronegative and seropositive health care workers was 38 years (interquartile range, 29 to 49). Health care workers were followed for a median of 200 days (interquartile range, 180 to 207) after a negative antibody test and for 139 days at risk (interquartile range, 117 to 147) after a positive antibody test.
an age of seronegative and seropositive health care workers was 38 years (interquartile range, 29 to 49). Health care workers were followed for a median of 200 days (interquartile range, 180 to 207) after a negative antibody test and for 139 days at risk (interquartile range, 117 to 147) after a positive antibody test. Rates of symptomatic PCR testing were similar in seronegative and seropositive health care workers: 8.7 and 8.0 tests per 10,000 days at risk, respectively (rate ratio, 0.92; 95% confidence interval [CI], 0.77 to 1.10). A total of 8850 health care workers had at least one postbaseline asymptomatic screening test; seronegative health care workers attended asymptomatic screening more frequently than seropositive health care workers (141 vs. 108 per 10,000 days at risk, respectively; rate ratio, 0.76; 95% CI, 0.73 to 0.80).
.77 to 1.10). A total of 8850 health care workers had at least one postbaseline asymptomatic screening test; seronegative health care workers attended asymptomatic screening more frequently than seropositive health care workers (141 vs. 108 per 10,000 days at risk, respectively; rate ratio, 0.76; 95% CI, 0.73 to 0.80). Positive baseline anti-spike antibody assays were associated with lower rates of PCR-positive tests. Of 11,364 health care workers with a negative anti-spike IgG assay, 223 had a positive PCR test (1.09 per 10,000 days at risk), 100 during asymptomatic screening and 123 while symptomatic. Of 1265 health care workers with a positive anti-spike IgG assay, 2 had a positive PCR test (0.13 per 10,000 days at risk), and both workers were asymptomatic when tested. The incidence rate ratio for positive PCR tests in seropositive workers was 0.12 (95% CI, 0.03 to 0.47; P=0.002). The incidence of PCR-confirmed symptomatic infection in seronegative health care workers was 0.60 per 10,000 days at risk, whereas there were no confirmed symptomatic infections in seropositive health care workers. No PCR-positive results occurred in 24 seronegative, previously PCR-positive health care workers; seroconversion occurred in 5 of these workers during follow-up.
seronegative health care workers was 0.60 per 10,000 days at risk, whereas there were no confirmed symptomatic infections in seropositive health care workers. No PCR-positive results occurred in 24 seronegative, previously PCR-positive health care workers; seroconversion occurred in 5 of these workers during follow-up. Incidence varied by calendar time (Figure 1), reflecting the first (March through April) and second (October and November) waves of the pandemic in the United Kingdom, and was consistently higher in seronegative health care workers. After adjustment for age, gender, and month of testing (Table S1) or calendar time as a continuous variable (Fig. S2), the incidence rate ratio in seropositive workers was 0.11 (95% CI, 0.03 to 0.44; P=0.002). Results were similar in analyses in which follow-up of both seronegative and seropositive workers began 60 days after baseline serologic assay; with a 90-day window after positive serologic assay or PCR testing; and after random removal of PCR results for seronegative health care workers to match asymptomatic testing rates in seropositive health care workers (Tables S2 through S4). The incidence of positive PCR tests was inversely associated with anti-spike antibody titers, including titers below the positive threshold (P<0.001 for trend) (Fig. S3A).
of PCR results for seronegative health care workers to match asymptomatic testing rates in seropositive health care workers (Tables S2 through S4). The incidence of positive PCR tests was inversely associated with anti-spike antibody titers, including titers below the positive threshold (P<0.001 for trend) (Fig. S3A). With anti-nucleocapsid IgG used as a marker for prior infection in 12,666 health care workers (Fig. S1B and Table S5), 226 of 11,543 (1.10 per 10,000 days at risk) seronegative health care workers tested PCR-positive, as compared with 2 of 1172 (0.13 per 10,000 days at risk) antibody-positive health care workers (incidence rate ratio adjusted for calendar time, age, and gender, 0.11; 95% CI, 0.03 to 0.45; P=0.002) (Table S6). The incidence of PCR-positive results fell with increasing anti-nucleocapsid antibody titers (P<0.001 for trend) (Fig. S3B). A total of 12,479 health care workers had both anti-spike and anti-nucleocapsid baseline results (Fig. S1C and Tables S7 and S8); 218 of 11,182 workers (1.08 per 10,000 days at risk) with both immunoassays negative had subsequent PCR-positive tests, as compared with 1 of 1021 workers (0.07 per 10,000 days at risk) with both baseline assays positive (incidence rate ratio, 0.06; 95% CI, 0.01 to 0.46) and 2 of 344 workers (0.49 per 10,000 days at risk) with mixed antibody assay results (incidence rate ratio, 0.42; 95% CI, 0.10 to 1.69).
subsequent PCR-positive tests, as compared with 1 of 1021 workers (0.07 per 10,000 days at risk) with both baseline assays positive (incidence rate ratio, 0.06; 95% CI, 0.01 to 0.46) and 2 of 344 workers (0.49 per 10,000 days at risk) with mixed antibody assay results (incidence rate ratio, 0.42; 95% CI, 0.10 to 1.69). Three seropositive health care workers subsequently had PCR-positive tests for SARS-CoV-2 infection (one with anti-spike IgG only, one with anti-nucleocapsid IgG only, and one with both antibodies). The time between initial symptoms or seropositivity and subsequent positive PCR testing ranged from 160 to 199 days. Information on the workers’ clinical histories and on PCR and serologic testing results is shown in Table 2 and Figure S4. Only the health care worker with both antibodies had a history of PCR-confirmed symptomatic infection that preceded serologic testing; after five negative PCR tests, this worker had one positive PCR test (low viral load: cycle number, 21 [approximate equivalent cycle threshold, 31]) at day 190 after infection while the worker was asymptomatic, with subsequent negative PCR tests 2 and 4 days later and no subsequent rise in antibody titers. If this worker’s single PCR-positive result was a false positive, the incidence rate ratio for PCR positivity if anti-spike IgG–seropositive would fall to 0.05 (95% CI, 0.01 to 0.39) and if anti-nucleocapsid IgG–seropositive would fall to 0.06 (95% CI, 0.01 to 0.40).
ays later and no subsequent rise in antibody titers. If this worker’s single PCR-positive result was a false positive, the incidence rate ratio for PCR positivity if anti-spike IgG–seropositive would fall to 0.05 (95% CI, 0.01 to 0.39) and if anti-nucleocapsid IgG–seropositive would fall to 0.06 (95% CI, 0.01 to 0.40). A fourth dual-seropositive health care worker had a PCR-positive test 231 days after the worker’s index symptomatic infection, but retesting of the worker’s sample was negative twice, which suggests a laboratory error in the original PCR result. Subsequent serologic assays showed waning anti-nucleocapsid and stable anti-spike antibodies.
Positive baseline anti-spike antibody assays were associated with lower rates of PCR-positive tests. Of 11,364 health care workers with a negative anti-spike IgG assay, 223 had a positive PCR test (1.09 per 10,000 days at risk), 100 during asymptomatic screening and 123 while symptomatic. Of 1265 health care workers with a positive anti-spike IgG assay, 2 had a positive PCR test (0.13 per 10,000 days at risk), and both workers were asymptomatic when tested. The incidence rate ratio for positive PCR tests in seropositive workers was 0.12 (95% CI, 0.03 to 0.47; P=0.002). The incidence of PCR-confirmed symptomatic infection in seronegative health care workers was 0.60 per 10,000 days at risk, whereas there were no confirmed symptomatic infections in seropositive health care workers. No PCR-positive results occurred in 24 seronegative, previously PCR-positive health care workers; seroconversion occurred in 5 of these workers during follow-up.
With anti-nucleocapsid IgG used as a marker for prior infection in 12,666 health care workers (Fig. S1B and Table S5), 226 of 11,543 (1.10 per 10,000 days at risk) seronegative health care workers tested PCR-positive, as compared with 2 of 1172 (0.13 per 10,000 days at risk) antibody-positive health care workers (incidence rate ratio adjusted for calendar time, age, and gender, 0.11; 95% CI, 0.03 to 0.45; P=0.002) (Table S6). The incidence of PCR-positive results fell with increasing anti-nucleocapsid antibody titers (P<0.001 for trend) (Fig. S3B). A total of 12,479 health care workers had both anti-spike and anti-nucleocapsid baseline results (Fig. S1C and Tables S7 and S8); 218 of 11,182 workers (1.08 per 10,000 days at risk) with both immunoassays negative had subsequent PCR-positive tests, as compared with 1 of 1021 workers (0.07 per 10,000 days at risk) with both baseline assays positive (incidence rate ratio, 0.06; 95% CI, 0.01 to 0.46) and 2 of 344 workers (0.49 per 10,000 days at risk) with mixed antibody assay results (incidence rate ratio, 0.42; 95% CI, 0.10 to 1.69).
Three seropositive health care workers subsequently had PCR-positive tests for SARS-CoV-2 infection (one with anti-spike IgG only, one with anti-nucleocapsid IgG only, and one with both antibodies). The time between initial symptoms or seropositivity and subsequent positive PCR testing ranged from 160 to 199 days. Information on the workers’ clinical histories and on PCR and serologic testing results is shown in Table 2 and Figure S4. Only the health care worker with both antibodies had a history of PCR-confirmed symptomatic infection that preceded serologic testing; after five negative PCR tests, this worker had one positive PCR test (low viral load: cycle number, 21 [approximate equivalent cycle threshold, 31]) at day 190 after infection while the worker was asymptomatic, with subsequent negative PCR tests 2 and 4 days later and no subsequent rise in antibody titers. If this worker’s single PCR-positive result was a false positive, the incidence rate ratio for PCR positivity if anti-spike IgG–seropositive would fall to 0.05 (95% CI, 0.01 to 0.39) and if anti-nucleocapsid IgG–seropositive would fall to 0.06 (95% CI, 0.01 to 0.40). A fourth dual-seropositive health care worker had a PCR-positive test 231 days after the worker’s index symptomatic infection, but retesting of the worker’s sample was negative twice, which suggests a laboratory error in the original PCR result. Subsequent serologic assays showed waning anti-nucleocapsid and stable anti-spike antibodies.
In this longitudinal cohort study, the presence of anti-spike antibodies was associated with a substantially reduced risk of PCR-confirmed SARS-CoV-2 infection over 31 weeks of follow-up. No symptomatic infections and only two PCR-positive results in asymptomatic health care workers were seen in those with anti-spike antibodies, which suggests that previous infection resulting in antibodies to SARS-CoV-2 is associated with protection from reinfection for most people for at least 6 months. Evidence of postinfection immunity was also seen when anti-nucleocapsid IgG or the combination of anti-nucleocapsid and anti-spike IgG was used as a marker of previous infection. The incidence of SARS-CoV-2 infection was inversely associated with baseline anti-spike and anti-nucleocapsid antibody titers, including titers below the positive threshold for both assays, such that workers with high “negative” titers were relatively protected from infection. In addition to the 24 seronegative health care workers with a previous positive PCR test, it is likely that other health care workers with baseline titers below assay thresholds, which were set to ensure high specificity,23 had been previously infected with SARS-CoV-2 and had low peak postinfection titers or rising or waning responses at testing.5
ative health care workers with a previous positive PCR test, it is likely that other health care workers with baseline titers below assay thresholds, which were set to ensure high specificity,23 had been previously infected with SARS-CoV-2 and had low peak postinfection titers or rising or waning responses at testing.5 Two of the three seropositive health care workers who had subsequent PCR-positive tests had discordant baseline antibody results, a finding that highlights the imperfect nature of antibody assays as markers of previous infection. Neither worker had a PCR-confirmed primary SARS-CoV-2 infection. Subsequent symptomatic infection developed in one worker, and both workers had subsequent dual antibody seroconversion. It is plausible that one or both had false positive baseline antibody results (e.g., from immunoassay interference27). The health care worker in whom both anti-spike and anti-nucleocapsid antibodies were detected had previously had PCR-confirmed SARS-CoV-2 infection; the subsequent PCR-positive result with a low viral load was not confirmed on repeat testing and was not associated with a change in IgG response. These results could be consistent with a reexposure to SARS-CoV-2 that did not lead to symptoms but could also plausibly have arisen from undetected laboratory error; although contemporaneous retesting of the PCR-positive sample was not undertaken, samples tested 2 and 4 days later were both negative. If the PCR-positive result is incorrect, the incidence rate ratio for PCR positivity if anti-spike IgG–seropositive would fall to 0.05. We detected and did not include in our analysis a presumed false positive PCR test in a fourth seropositive health care worker.
n, samples tested 2 and 4 days later were both negative. If the PCR-positive result is incorrect, the incidence rate ratio for PCR positivity if anti-spike IgG–seropositive would fall to 0.05. We detected and did not include in our analysis a presumed false positive PCR test in a fourth seropositive health care worker. Owing to the low number of reinfections in seropositive health care workers, we cannot say whether past seroconversion or current antibody levels determine protection from infection or define which characteristics are associated with reinfection. Similarly, we cannot say whether protection is conferred through the antibodies we measured or through T-cell immunity, which we did not assess. It was not possible to use sequencing to compare primary and subsequent infections, since only one of the three seropositive health care workers with a subsequent PCR-positive test had PCR-confirmed primary infection and that worker’s original sample was not stored. Our study was relatively short, with up to 31 weeks of follow-up. Ongoing follow-up is needed in this and other cohorts, including the use of markers of both humoral and cellular immunity to SARS-CoV-2, to assess the magnitude and duration of protection from reinfection, symptomatic disease, and hospitalization or death and the effect of protection on transmission.
eeks of follow-up. Ongoing follow-up is needed in this and other cohorts, including the use of markers of both humoral and cellular immunity to SARS-CoV-2, to assess the magnitude and duration of protection from reinfection, symptomatic disease, and hospitalization or death and the effect of protection on transmission. Health care workers were enrolled in a voluntary testing program with a flexible follow-up schedule, which led to different attendance frequencies. Although health care workers were offered asymptomatic PCR testing every 2 weeks, the workers attended less frequently than that (mean, once every 10 to 13 weeks). Therefore, asymptomatic infection is likely to have been underascertained. In addition, as staff were told their antibody results, “outcome ascertainment bias” occurred, with seropositive staff attending asymptomatic screening less frequently. However, a sensitivity analysis suggests that the differing attendance rates did not substantially alter our findings. Staff were told to follow guidance on social distancing and use of personal protective equipment and to attend testing if Covid-19 symptoms developed, even if the worker had been previously PCR- or antibody-positive. This is reflected in the similar rates of testing of symptomatic seropositive and seronegative health care workers.
old to follow guidance on social distancing and use of personal protective equipment and to attend testing if Covid-19 symptoms developed, even if the worker had been previously PCR- or antibody-positive. This is reflected in the similar rates of testing of symptomatic seropositive and seronegative health care workers. Some health care workers were lost to follow-up after terminating employment at our hospitals; this was likely to have occurred at similar rates in seropositive and seronegative staff. Not all PCR-positive results from government symptomatic testing sites were communicated to the hospital. This is a study of predominantly healthy adult health care workers 65 years of age or younger; further studies are needed to assess postinfection immunity in other populations, including children, older adults, and persons with coexisting conditions, including immunosuppression. In this study, we found a substantially lower risk of reinfection with SARS-CoV-2 in the short term among health care workers with anti-spike antibodies and those with anti-nucleocapsid antibodies than among those who were seronegative.